The London Securities Market: Organization, Regulation, Auditing and Financial Reporting (Chartac books)

by S.Haslam (Author), S.G.G.Peerless (Author)

• Used

  Paperback
  1990

  $10.27

  A reference guide for auditors on the complex operations of the securities industry. It illustrates the regulatory framework which governs all businesses in the securities industry, and gives details of the financial regulation which it imposes. The authors set out an overall approach to the audit of a security business. Key aspects, the main problem areas and interpretation of the rules are indicated, and specimen audit reports are shown.