
by Andrew Newton (Author), Andrew Newton (Author)
A guide for individuals involved in financial services and financial institutions on how to interpret and apply compliance legislation and implement the roles and responsibilities of the compliance function to each market and each instrument, whilst at the same time developing a compliance culture in an organisation.
Format: Hardcover
Pages: 336
Publisher: Financial Times/ Prentice Hall
Published: 26 Jun 1998
ISBN 10: 0273630261
ISBN 13: 9780273630265